R&D驱动的低碳产业发展路径机理与政策研究

Under the present tendency and actual demands of the global economic development model transforming into low carbon based one, this project intends to clarify the mechanism of paths driven by R&D to promote the low carbon industry and study relevant govenment policies, with the purpose of contributing to the development of the domestic low carbon industry. On account of the difficulties within developing low carbon industy, efforts would be made to explore the following aspects via comprehensively applying multi-disciplinary theories and methods and conduting theory deduction, models construction, empirical research as well as comprative study: the inner reasons of R&D as the driving force to propel low carbon industry from the perspective of technology and institution; the paths driven by R&D to shape low carbon industy, which are based on industry innovation chain and the formulation of technical standards, and their underlying mechanism; the emphases of governments support and intervetion for developing low carbon technology;and the evaluation of the effects of gonvernments subsidization. The results of this project are of crucial theoretical and strategic significance as well as extensive application prospects. In this reseach, pointed advices and concrete solutions would be put forword to promote the development of low carbon industry impeled by R&D, and a reference for governments' scientific policy-making and implementing supporting measures would be provided. Furthermore, the findings not only are conductive for enterprises to strengthen the strategic congnition in terms of utilizing industry innovation chain to build low carbon industry and seizing the commanding heights of the industry through developing low carbon technical standards, but also are beneficial for the advancement of policy research on domestic low carbon industry.

本项目立足于全球经济发展模式向低碳转型的现实背景与需求，研究R&D驱动下的低碳产业发展的路径机理与相关政策，以期加快实现我国低碳产业发展的目标。针对低碳产业发展的困境，综合运用交叉学科理论方法，通过理论推演、模型构建、实证研究与比较研究，从技术与制度角度探讨R&D作为低碳产业发展驱动力的内在原因，研究R&D驱动低碳产业发展的路径即基于产业创新链与低碳技术标准开发建立低碳产业及其机理，分析政府支持与干预低碳技术开发的侧重点，评价政府R&D资助效果。本项目具有重要的理论与战略意义及广泛应用前景，研究成果将为推进R&D支撑下的低碳产业构建提出具体措施与对策建议，为政府制定科学的政策和实施配套措施提供决策参考依据，有助于企业加强对利用产业创新链塑造低碳产业与借助低碳技术标准开发抢占产业制高点的战略性认知，亦有助于推进我国低碳产业政策的研究。

国际上从R&D视角探讨低碳产业发展的研究十分有限，在全球经济发展模式向低碳转型的背景下，本项目系统研究了低碳产业借助R&D活动发展的路径机理与政策，取得系列研究结论，具有重要的理论与实践意义。首先，在分析R&D是低碳产业发展驱动力的基础上，提出了R&D驱动低碳产业发展的基本路径与战略路径，即基于产业创新链与低碳技术标准开发发展低碳产业。其次，采用理论推演、数理模型建立、实证研究相结合的研究方法，深入探讨了基于产业创新链发展低碳产业的基本路径机理与基于技术标准开发发展低碳产业的战略路径机理。一方面，关于低碳产业发展的基本路径，指出了公共部门与私有部门投资者有效协同创新的条件、低碳技术协作R&D网络管理能力的主要构成要素、外部协作模块化R&D网络的利益分配方式；另一方面，关于低碳产业发展的战略路径，指出了技术标准设定动因下低碳技术企业技术创新的核心要素、低碳技术专利开发的要点、技术使用者协同开发的方式、低碳技术标准联盟稳定性的控制条件、低碳技术标准设定能力的构成及提升途径；并且，通过考察低碳技术标准的价值评估与低碳技术标准R&D联盟的合作伙伴选择，指出了低碳产业创新链的R&D活动与技术标准开发互动契合的要点。第三，探讨了基于R&D活动发展低碳产业的相关政策支持与政府干预及政策工具设计，并进行了国际政策案例研究与比较研究，提出了促进低碳产业发展的政策措施与建议。本项目致力于从技术创新管理的视角探究低碳产业的培育与发展规律，为推动我国低碳产业的建设提供管理支持。