废旧电器再生利用生态产业链完整社会契约集成优化机理研究

The key, which resulted in the sluggish of waste electric and electronic equipment recycling industry, is the problem of optimization and performace for whole social contracts under industry chain value coordination. It is rare to analyze this problem in complete social contract theory, considering the cost constraint of natural resources and environment, and analyzing the differences of humans’ material and mental demands due to the complex of industrial chain organization, and discussing the complicacy of contract integration in intra-annular, inter- annular and inter-chain. The research analyzes individual behavior characteristics and evolution laws, discusses the feedback relations of driving factors to subject behaviors using system dynamics, founds individual responsibility system, partitioning mechanism, and the way to integrated cooperation in eco-industrial chain. From the view of individual information asymmetry and moral hazard, it constructs subject utility function based on integrated value coordination, and explores that the game strategy for individual behaviors and dynamic evolution mechanism. Particularly, it discusses whole social contracts design and integrated optimization ways with price coordination subject under the complex organizations from the industry chain orderly process perspective. Body responsibility system from integrated sharing joint responsibilities would be built, and then contract synergy metric and effectiveness evaluation based on contract coordination order parameter selection is further researched. Finally, it deliberates the strategy and policy for individual responsibility system on the basis of demonstration project. From the above, the research will build whole social contracts integrated theory system for waste electrical and electronic equipment recycling supply chain with price coordination in China, which perfects and enriches the social contract theory.

废旧电器再生利用产业链运行不畅，瓶颈在于价值协同下的社会契约优化与责任履行。考虑自然资源资本和环境成本，兼顾产业链组织构成复杂性（众多个体和多层次群体）带来的主体物质和精神差异性及环内、环际、链际契约集成复杂性的完整社会契约研究尚属鲜见。从产业链主体行为特征与演变规律分析入手，用系统动力学探究主体行为驱动因素反馈关系，研究生态产业链主体责任构建、分配机理与集成共担路径；考虑信息不对称和道德风险，基于价值协同构建产业链主体的效用函数，探索主体间行为博弈策略与动态演化机理；从生态产业链有序运行视角，探讨复杂组织结构下价值协同的生态产业链完整社会契约设计与集成优化途径；架构主体责任制度，研究生态产业链完整社会契约协同度量标准、序参量选择及有效性评价；基于产业链运行实践分析，构建主体责任体系建设策略与发展政策；形成废旧电器再生利用生态产业链完整社会契约集成优化理论体系，丰富与完善完整社会契约理论。

废旧电器的环境污染与可再生利用双重属性，决定了其再生利用产业发展前景广阔、战略意义重大。由于其产业链主体利益与社会整体利益的不完全一致性，及产业链运行中的信息不对称性和外部性，造成废旧电器再生利用产业链运行不畅，其本质在于价值协同下的社会契约优化与责任履行。考虑自然资源资本和环境成本，基于价值协同下的产业链主体行为责任视角，兼顾产业链主体组织构成和生态产业链各环节各主体社会责任集成机理的复杂性，使生态产业链完整社会契约设计与优化研究，既涉及主体责任分配与集成共担机理、完整社会契约模型设计与集成在产业链某一环节（环内）的复杂性，又关联产业链各环节（环际）、产业链之间（链际）责任体系结构优化项完整社会契约集成的复杂性，完成基于社会生态的废旧电器回收网络体系架构、“收益共享”下的废旧电器第三方回收供应链的契约协调机制、补贴机制下废旧电器社会化回收的优化策略、市场准入条件下政府管理部门与废旧电器再生企业行为博弈策略、废旧电器再生利用市场准入许可共谋行为博弈策略、废旧电器再生利用闭环生态产业链主体责任共担机制等成果，从闭环供应链系统最优着手，设计了“收益共享”下的废旧电器第三方回收供应链契约协调机制；着眼于闭环供应链系统最优运行态势，借以揭示政府补贴的激励约束作用，表明补贴机制有助于协调参与者行为和供应链合作共赢；揭示了政府管理部门调整监管政策与激励因素的基本原理，分析了再生企业经营效率与经营成本的关联关系，构建了基于Shapley值的合作企业责任分配机制，分析了分配不确定性的四个方面原因，提出协作信任、消除信用缺失、强化信息共享、拓宽沟通渠道等解决闭环产业链运行中信息不对称问题，构建了闭环产业链共同文化与价值观的相关建议，形成废旧电器再生利用生态产业链完整社会契约集成优化机理理论体系，丰富与完善了完整社会契约理论，提供生态产业发展政策理论支撑，促进废旧电器回收再生利用产业健康发展。