碳排放规制下的供应链运营协调与决策优化研究

With the context of carbon emission regulations established by governments and consumers' raising concerns about carbon footprint worldwide, this research will focus on some product supply chain to investigate how diverse carbon emission regulations can work on supply chain performance and chain-wide emission and where we can find coordination mechanisms and optimal policies for supply chain operations to abate emission and enhance profitability chain-widely within different scenarios, and also to evaluate the effect on emission reduction for each emission regulation aforementioned through comparing their associated supply chain performances and chain-wide emissions. The research details are schemed as follows: 1.Research on mechanism design for collaborative carbon reduction across supply chain with cooperative game analysis; 2.A study of the mechanism for coordinating a two-echelon supply chain with investment game on carbon reduction for distinct information structures; 3.Coordination of production and pricing in a two-echelon supply chain considering obvious risk attitude under carbon emission regulations; 4.Coordination and optimization for production/ordering decisions within a multi-echelon supply chain confronting dynamic random demand with carbon emission regulations constrained through multiple finite periods; 5.Joint optimization for transportation and inventory decisions in a two-echelon supply chain during single and multiple periods under carbon emission regulations. This research is supposed to generate some theoretic breakthrough in this emerging field of supply chain operations under carbon emission regulations and to enrich the theory body of supply chain management. The anticipated throughput of this research is perhaps to be valuable and constructive both for operational decision making in firms and the enactment and implementation of government emission reduction regulations.

在各国相继制定碳排放规制和消费者越发关注碳足迹的背景下,本项目以制造业某产品供应链为研究对象,拟揭示多种碳排放规制对供应链运营绩效与碳排放的作用机理; 研究不同情境下的供应链运营协调机制和最优运营策略,以降低供应链碳排放和提升供应链赢利能力; 并基于供应链运营绩效和碳减排来评估不同规制的减排作用.主要内容为: 1.基于碳减排成本差异的供应链协同碳减排机理与合作博弈分析; 2.不同信息结构下两层供应链碳减排投入博弈与协调机制研究;3.碳排放规制下考虑明显风险倾向的两层供应链生产与定价决策优化与协调; 4.碳排放规制下需求随机的多层供应链动态多周期产量/订货决策优化与协调研究; 5.碳排放规制下的两层供应链单周期和动态多周期运输与库存联合优化研究.本项目研究将在碳排放规制下的供应链运营这一领域形成新的理论突破,丰富供应链管理理论,并对低碳环境下企业运营决策和政府碳减排政策制定有一定参考意义.

为应对当前气候变化、生态环境和能源危机，世界各国政府致力于全球范围内的二氧化碳等温室气体碳减排努力，陆续设定了碳排放规制并形成了碳排放权交易市场。大多数理论研究大部分集中于探讨宏观层面上碳减排政策及其对宏观经济的影响; 然而，在碳排放规制下有关微观企业运营决策尤其是供应链节点企业间行为相互作用机理、供应链层面的运营优化与碳减排这两方面的关系及相互影响等方面的理论研究却十分不足。本项目以世界范围内在各国相继制定碳排放规制和消费者越发关注碳足迹的背景下，以制造业一般的供应链为研究对象，揭示多种碳排放规制对供应链运营绩效与碳排放的作用机理；研究不同情境下的供应链运营协调机制和最优运营策略，以降低供应链碳排放和提升供应链赢利能力；并基于供应链运营绩效和碳减排来评估不同规制的减排作用。在基金执行的三年期间内(2013.01—2015.12)，项目主持人及其所在团队、项目参与者等等严格按照基金申请书的中要求执行研究计划,做了大量创新性工作，主要包括以下的内容要点：(1)基于碳减排成本差异的供应链协同碳减排机理与合作博弈分析；(2)不同信息结构下两层供应链碳减排投入博弈与协调机制研究；(3)碳排放规制下含有风险规避者的两层供应链生产与定价决策优化与协调；(4)碳排放规制下需求随机的多层供应链动态多周期产量/订货决策优化与协调研究；(5)碳排放规制下两层供应链单周期和动态多周期运输与库存联合优化研究。本研究在多种情境下探讨了碳排放规制的控制参数和碳足迹参数对供应链整体的运营绩效(成本/利润)及供应链碳排放的影响/作用机理，并探索了通过供应链节点企业间的运营协调机制设计、协同减排激励构造和运营决策优化等新手段来降低供应链全过程碳排放和提升供应链赢利能力。本项目研究在碳排放规制下的供应链运营这一领域形成新的理论突破，丰富供应链管理理论，并对低碳环境企业运营决策和政府碳减排政策制定有一定的参考意义。本项目在过去的三年期间基本上按照原计划执行，达到预期目标。在本次结题后的后续两年内，项目组成员仍将进一步深化和拓展原有的部分重要研究内容。