多维创新指数的全过程构建及在创新发展质量测度中的应用研究

In order to improve the support for decision-making of national innovation policy and solve the difference across innovation indexes at home and abroad, it is urgent to strengthen the research on the basic theory and method as well as its application of multidimentional innovation indexes. This project intends to study the whole procedure of construction process as well as the key theories and methods of multidimensional innovation indexes to improve their scientificness and acceptance. For the improvement of multidimensional innovation index, we focus on five issues in turn. The research on key theoretical issues of multidimensional innovation index to build a theoretical system of multidimensional innovation index. The research on key methods of multidimensional innovation index to build a method system of multidimensional innovation index. The research on the whole-process construction of multidimensional innovation index to build a generic multidimensional innovation index analysis procedure from the policy-demand to policy-support perspective. The research on the quality index for innovation and development with the focus on the quality and efficiency to identify the strengths and weakness of innovation in our country. The research of recognizing the influence factors that restrict the national innovation development quality from the perspective of innovation soft environment to develop the paths and policy suggestion for improving innovation quality in our country. The research results of this project are conducive to providing the theoretical and methodological basis as well as the using principles for the multidimensional monitoring and comprehensive evaluation for innovation activities, which promotes the improvement of quantitative theory and method system for the evaluation of innovation activities from the system perspective as well as the development of innovation policy and decision science.

为改善对国家创新政策决策的支撑，解决国内外创新指数间诸多差异性问题，迫切需要加强多维创新指数基础理论与方法以及应用的研究。本项目拟研究多维创新指数的全过程构建程序及关键理论和方法问题，提高科学性和接受度。围绕多维创新指数的改善，依次重点关注五个问题：多维创新指数构建的关键理论问题研究，构建多维创新指数的理论体系；多维创新指数测度的关键方法问题研究，构建多维创新指数的方法体系；全过程多维创新指数构建程序研究，构建从政策需要到政策支撑的通用多维创新指数的分析程序；质量和效率兼顾的创新发展质量指数的构建研究，并对我国的国家创新优劣势进行识别；从创新软环境角度识别制约我国创新发展质量的影响因素，研究提高我国创新发展质量的路径与政策建议。项目研究成果有利于为创新活动的多维监测与综合评价提供理论与方法基础以及操作规范，促进系统视角下创新评估的定量理论与方法体系的完善以及创新政策决策科学的发展。

多维创新指数在国家宏观决策和提高公众对创新发展的判断和认识中起到至关重要的作用，但学术界对多维创新指数的理论与方法研究仍然不足，困扰了实践选择与操作。为支撑我国创新型国家建设和科技强国建设的需要，解决国内外创新指数间诸多差异性问题，迫切需要加强多维创新指数基础理论与方法以及应用的研究。本项目研究了多维创新指数的全过程构建程序及关键理论和方法问题，提高科学性和接受度。围绕多维创新指数的改善，本项目重点关注（1）多维创新指数构建的关键理论问题研究，构建多维创新指数的理论体系；（2）多维创新指数测度的关键方法问题研究，构建多维创新指数的方法体系；（3）全过程多维创新指数构建程序研究，构建从政策需要到政策支撑的通用多维创新指数的分析程序；（4）质量和效率兼顾的创新发展质量指数的构建研究，并对我国的国家创新优劣势进行识别；和（5）从创新软环境角度识别制约我国创新发展质量的影响因素，研究提高我国创新发展质量的路径与政策建议。本项目研究成果多样，包含《2019国家科技竞争力报告》《国家创新力测度与国际比较》两本评估报告和在《Research Policy》《Technovation》《管理世界》等国内外著名高水平期刊上发表的论文30余篇，大大加强了对国家创新能力的监测和评价，支撑了基于证据的创新政策制定的发展需要，并促进系统视角下创新评估的定量理论与方法体系的完善以及创新政策决策科学的发展。