E-prints预印本数据库环境下开放同行评议机制研究

E-Prints Database has effectively resolved two shortcomings of traditional journal such as high publication fee and slow publication speed. But due to the absence of peer review system, E-Prints Database is unable to provide paper quality rating information demanded by researchers and scientific research management department for the important occasion of performance evaluation or academic title endowment. So far E-Prints Database failed to replace the traditional journal as mainstream papers publication way..The applicant suggests open peer review system which means stimulating the authors playing the role of peer review. The main contents include: Outlier detection algorithm of cheating, Anti-cheating mechanism design, Reviewer optimal allocation model, Papers publication and peer review rules and Policy design. The effectiveness of open peer review mechanism is tested by computer simulation and field experiment which is planned to cooperate with domestic E-prints database. Equal and even higher review validity and review speed of open peer review system compared to traditional close peer review system are ensured by these research..E-prints database with open peer review mechanism has three major advantages such as very low publication fee and very high publication speed and meeting paper quality rating information needs of researchers and research management department.So E-prints database with open peer review mechanism can effectively promote the preprint paper as mainstream paper publication way, eliminate many defects in paper publication system and accelerate academic publication and academic evaluation paradigm transformation in China.

预印本数据库有效解决了传统期刊论文发表经济成本高、速度慢之不足，但由于不具有同行评议机制，无法满足研究人员、科研管理部门在业绩考核、职称评定等重要事项中对论文水平信息的巨大需求，故预印本论文至今未能取代传统期刊成为主流论文发表方式。.申请人提出开放同行评议机制，激励、引导预印本论文作者同时承担评议者角色。机制主要内容包括：离群点算法识别作弊行为、反作弊策略设计、评议者最优配置模型构建、论文发表和评议规则以及政策设计。通过计算机仿真实验、与国内代表性预印本数据库合作实验，检验课题设计的开放同行评议机制有效性，确保开放同行评议的评议速度、评议效度不低于封闭同行评议。.具有开放同行评议机制的预印本数据库具有低发表成本、高发表速度、提供论文水平信息，满足研究人员和科研管理部门需要等三大优势，将有力推动预印本论文发表方式主流化，消除我国学术出版中存在的诸多弊端，加速我国学术出版与学术评价范式变革

课题指出预印本不具备同行评议，根本性地制约了预印本变革论文发表系统的巨大潜力。因此，提出预印本2.0概念，即预印本构建和期刊类似的同行评议机制，设想预印本2.0计算和期刊影响因子类似的拟影响因子，让学术界逐步认可预印本进行的同行评议结果，从而实现数字环境下论文交流系统的彻底变革。.取得以下主要进展：.1.对论文发表系统进行了完备分类，得出论文在线评级平台是未来最后一种可能的论文发表系统创新之理论预测。.2.提出“论文在线评级平台”概念，系统讨论了“论文评级平台”作为一种新型论文发表系统的五大核心特征、优势以及发展策略。.3.比较了多种论文发表系统的性能表现，分析未来二十年论文发表系统的演化趋势，预判期刊的未来走向。.4.提出自组织评议模式的新概念，给出具体设计规则，进行了性能表现仿真。.5.将自组织评议应用于预印本，提出预印本2.0概念。具体讨论了自组织评议应用于我国最大预印本“中国科技论文在线”的问题。.6.对我国国家层面的预印本数据库建设战略提出系统政策设计。